SFC Licences of ZHU Jintao 朱錦桃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 15 August 2022 | 28 September 2023 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 16 July 2021 | 31 August 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 16 July 2021 | 31 August 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 July 2021 | 31 August 2021 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 14 March 2018 | 01 June 2021 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 14 March 2018 | 01 June 2021 |