SFC Licences of WU Ling 巫羚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
North Rock Capital Management (HK) Limited | RE | 9 | 07 June 2024 | |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 March 2018 | 30 April 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 March 2018 | 11 September 2018 |