SFC Licences of SUN Boqian 孙博谦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 18 December 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 25 November 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 25 November 2020 | |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 04 July 2019 | 18 September 2020 |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 18 June 2019 | 18 September 2020 |
KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RE | 6 | 23 April 2018 | 22 May 2019 |