SFC Licences of SUN Boqian 孙博谦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 18 December 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 6 25 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 25 November 2020
ABCI Capital Limited 農銀國際融資有限公司 RE 1 04 July 2019 18 September 2020
ABCI Capital Limited 農銀國際融資有限公司 RE 6 18 June 2019 18 September 2020
KPMG Corporate Finance Limited 畢馬威企業財務有限公司 RE 6 23 April 2018 22 May 2019