SFC Licences of XU Xingye 徐幸燁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 4 30 July 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司
RE 1 15 July 2021
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司
RE 2 15 July 2021
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 18 August 2020 14 June 2021
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RE 2 18 August 2020 14 June 2021
Zinvest Capital Management Limited 尊嘉資產管理有限公司
RE 9 04 September 2019 26 June 2020
Zinvest Global Limited 尊嘉證券國際有限公司
RE 4, 5 04 September 2019 26 June 2020
Zinvest Global Limited 尊嘉證券國際有限公司
RE 1, 2 20 August 2019 26 June 2020
Well Link Securities Limited 立橋證券有限公司
RE 2 03 April 2019 14 May 2019
Well Link Securities Limited 立橋證券有限公司
RE 1 19 July 2018 14 May 2019
Beevest Securities Limited 蜂投證券有限公司
RE 1, 4 07 May 2018 07 July 2018