SFC Licences of WONG Wai Chi 黃慧慈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 30 September 2020 | 03 March 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 03 September 2020 | 03 March 2023 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 September 2020 | 03 March 2023 |
Leonteq Securities (Hong Kong) Limited | RE | 4 | 10 January 2020 | 15 August 2020 |
Leonteq Securities (Hong Kong) Limited | RE | 1 | 10 January 2020 | 15 August 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 April 2018 | 13 July 2018 |