SFC Licences of SHEN Jie 沈洁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 9 28 August 2020 24 January 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 28 August 2020 24 January 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 18 October 2019 24 January 2022
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 18 June 2019 24 January 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 11 January 2019 24 January 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 11 January 2019 28 August 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 13 December 2018 24 January 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 1 13 December 2018 24 January 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 13 July 2018 13 December 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 13 July 2018 13 December 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 13 July 2018 15 November 2018
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 13 July 2018 15 November 2018