SFC Licences of LAU Ying Sum 劉應心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanghai International Asset Management (Hong Kong) Co Ltd 香港滬光國際投資管理有限公司 | RE | 9 | 02 July 2021 | |
| Shanghai International Asset Management (Hong Kong) Co Ltd 香港滬光國際投資管理有限公司 | RE | 4 | 02 July 2021 | |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 | RE | 1 | 20 May 2019 | 08 May 2021 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 | RE | 9 | 22 October 2018 | 08 October 2020 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 | RE | 4 | 22 October 2018 | 08 October 2020 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 | RE | 1 | 28 May 2018 | 11 September 2018 |