SFC Licences of NG Ka Wa 吳家華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 9 | 04 November 2020 | 01 May 2021 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 4 | 04 November 2020 | 01 May 2021 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 1 | 04 November 2020 | 01 May 2021 |
| Sinostar Asset Management Limited 華星資產管理有限公司 | RE | 9 | 30 January 2019 | 30 April 2020 |
| Sinostar Asset Management Limited 華星資產管理有限公司 | RE | 4 | 28 May 2018 | 30 April 2020 |
| Sinostar Securities Limited 華星證券有限公司 | RE | 1 | 28 May 2018 | 30 April 2020 |