SFC Licences of SCHOLTZ Frederick David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RE | 1 | 01 December 2021 | |
| St. James's Place (Hong Kong) Limited | RE | 9 | 20 October 2021 | |
| St. James's Place (Hong Kong) Limited | RE | 4 | 20 October 2021 | |
| Capstone Financial (HK) Limited | RE | 9 | 06 August 2019 | 30 September 2021 |
| Capstone Financial (HK) Limited | RE | 4 | 28 May 2018 | 30 September 2021 |
| Capstone Financial (HK) Limited | RE | 1 | 28 May 2018 | 17 April 2020 |