SFC Licences of LI Dengji 李登基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 28 May 2020 | 04 October 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 April 2020 | 04 October 2021 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 28 September 2018 | 26 March 2020 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 28 September 2018 | 26 March 2020 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 28 September 2018 | 26 March 2020 |