SFC Licences of LI Guo 李果
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 31 August 2022 | 26 February 2024 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 31 August 2022 | 26 February 2024 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 31 August 2022 | 26 February 2024 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 9 | 30 July 2018 | 17 December 2018 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 4 | 30 July 2018 | 17 December 2018 |
| Leading Securities Company Limited 立鼎證券有限公司 | RE | 1 | 30 July 2018 | 17 December 2018 |