SFC Licences of LIU Chen 柳晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CRRC Hongkong Asset Management Company Limited 中車香港資產管理有限公司 | RE | 9 | 30 August 2023 | |
| CRRC Hongkong Asset Management Company Limited 中車香港資產管理有限公司 | RE | 4 | 11 August 2023 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 07 May 2018 | 30 April 2023 |