SFC Licences of LI Si 李思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 October 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 16 September 2021 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 16 October 2018 | 30 April 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 27 April 2018 | 31 July 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 27 April 2018 | 31 July 2018 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 27 April 2018 | 31 July 2018 |