SFC Licences of TA Yun Ju 達韻如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 27 April 2018 | 10 October 2020 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 27 April 2018 | 10 October 2020 |