SFC Licences of PAN Hong 潘红
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathaysia Securities Limited 華夏證券有限公司 | RO | 4 | 14 December 2023 | |
Cathaysia Securities Limited 華夏證券有限公司 | RO | 1 | 14 December 2023 | |
Cathaysia Securities Limited 華夏證券有限公司 | RE | 1 | 31 July 2023 | 14 December 2023 |
Cathaysia Asset Management Limited 華夏資產管理有限公司 | RO | 9 | 10 September 2018 |