SFC Licences of SMALLACOMBE David Scott
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited | RE | 9 | 03 February 2020 | 02 June 2022 |
| Ord Minnett Hong Kong Limited | RE | 4 | 03 February 2020 | 02 June 2022 |
| Ord Minnett Hong Kong Limited | RE | 1 | 03 February 2020 | 02 June 2022 |
| Ord Minnett Hong Kong Limited | RO | 9 | 24 July 2019 | 03 February 2020 |
| Ord Minnett Hong Kong Limited | RO | 4 | 24 July 2019 | 03 February 2020 |
| Ord Minnett Hong Kong Limited | RO | 1 | 24 July 2019 | 03 February 2020 |
| Ord Minnett Hong Kong Limited | RE | 9 | 29 May 2018 | 24 July 2019 |
| Ord Minnett Hong Kong Limited | RE | 1 | 29 May 2018 | 24 July 2019 |
| Ord Minnett Hong Kong Limited | RE | 4 | 29 May 2018 | 24 July 2019 |