SFC Licences of WU Huatao 吳華桃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 22 February 2023 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 22 February 2023 | |
Future Securities Limited 未來證券有限公司 | RO | 2 | 25 July 2022 | 10 January 2023 |
Future Securities Limited 未來證券有限公司 | RE | 9 | 13 May 2022 | 10 January 2023 |
Future Securities Limited 未來證券有限公司 | RE | 5 | 13 May 2022 | 10 January 2023 |
Future Securities Limited 未來證券有限公司 | RE | 4 | 13 May 2022 | 10 January 2023 |
Future Securities Limited 未來證券有限公司 | RE | 1 | 13 May 2022 | 10 January 2023 |
Future Securities Limited 未來證券有限公司 | RE | 2 | 13 May 2022 | 25 July 2022 |
Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 | RE | 2 | 10 July 2019 | 30 April 2022 |
Future Securities Limited 未來證券有限公司 | RE | 2 | 28 June 2018 | 27 June 2019 |
Future Securities Limited 未來證券有限公司 | RE | 1 | 28 June 2018 | 27 June 2019 |