SFC Licences of DONG Xiaoxuan 董小玄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 12 June 2023 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 12 June 2023 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 02 September 2019 | 11 January 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 02 August 2019 | 11 January 2022 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 9 | 30 May 2018 | 19 July 2019 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 | RE | 4 | 30 May 2018 | 19 July 2019 |