SFC Licences of DAI Lipeng 戴力鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 9 | 02 February 2024 | |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 5 | 02 February 2024 | |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 4 | 02 February 2024 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 02 February 2024 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 02 February 2024 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 02 February 2024 | |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 | RE | 9 | 07 July 2021 | 31 December 2023 |
| Dragonstone Capital Management Limited 龍石資本管理有限公司 | RE | 4 | 07 July 2021 | 31 December 2023 |
| Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 20 July 2018 | 15 June 2021 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 20 July 2018 | 15 June 2021 |