SFC Licences of WANG Shuai 王帥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ahead Asset Management Limited 正得資產管理有限公司 | RO | 9 | 13 November 2023 | |
Ahead Asset Management Limited 正得資產管理有限公司 | RO | 4 | 13 November 2023 | |
Ahead Asset Management Limited 正得資產管理有限公司 | RE | 9 | 28 September 2023 | 13 November 2023 |
Ahead Asset Management Limited 正得資產管理有限公司 | RE | 4 | 28 September 2023 | 13 November 2023 |
Regent Capital Management Limited 高廷資本有限公司 | RE | 9 | 17 March 2021 | 08 September 2023 |
Regent Capital Management Limited 高廷資本有限公司 | RE | 4 | 17 March 2021 | 08 September 2023 |
Antai Securities Limited 安泰證券有限公司 | RE | 9 | 10 August 2020 | 16 March 2021 |
Antai Securities Limited 安泰證券有限公司 | RE | 4 | 10 August 2020 | 16 March 2021 |
Antai Securities Limited 安泰證券有限公司 | RE | 1 | 10 August 2020 | 16 March 2021 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 4 | 02 January 2020 | 31 July 2020 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 22 June 2018 | 01 December 2018 |