SFC Licences of ZHAO Ming 趙明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
uSmart Securities Limited 盈立證券有限公司 | RE | 9 | 12 March 2024 | |
uSmart Securities Limited 盈立證券有限公司 | RE | 4 | 12 March 2024 | |
uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 12 March 2024 | |
Zhongrong International Asset Management Company Limited 中融國際資產管理有限公司 | RE | 9 | 01 August 2018 | 15 September 2023 |
Zhongrong International Securities Company Limited 中融國際証券有限公司 | RE | 4 | 01 August 2018 | 15 September 2023 |
Zhongrong International Securities Company Limited 中融國際証券有限公司 | RE | 1 | 01 August 2018 | 15 September 2023 |