SFC Licences of WU Yilong 吳一龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 5 | 04 February 2020 | 11 May 2021 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 04 February 2020 | 11 May 2021 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 29 May 2019 | 11 May 2021 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 29 May 2019 | 11 May 2021 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 04 July 2018 | 10 September 2018 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 04 July 2018 | 10 September 2018 |
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 1 | 04 July 2018 | 10 September 2018 |