SFC Licences of LI Si 李思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 10 May 2022 | |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 10 May 2022 | |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 10 May 2022 | |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 18 July 2018 | 10 August 2018 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 18 July 2018 | 10 August 2018 |