SFC Licences of SHEN Sicong 申思聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 06 May 2020 | 01 October 2023 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 4 | 23 August 2019 | 01 October 2023 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 4 | 17 July 2018 | 07 June 2019 |