SFC Licences of LAU Tin Lun 劉天麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 27 May 2024 | |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 27 May 2024 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 25 August 2022 | 12 March 2024 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 16 July 2021 | 12 March 2024 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 16 July 2021 | 12 March 2024 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 16 July 2021 | 12 March 2024 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 27 July 2018 | 25 June 2021 |