SFC Licences of LAU Tin Lun 劉天麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 25 August 2022 12 March 2024
CMB International Securities Limited 招銀國際證券有限公司 RE 4 16 July 2021 12 March 2024
CMB International Securities Limited 招銀國際證券有限公司 RE 1 16 July 2021 12 March 2024
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 16 July 2021 12 March 2024
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 27 July 2018 25 June 2021