SFC Licences of MOK King Yue Joseph 莫景喻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rockpool Capital Limited 摩石資本有限公司 RE 9 27 May 2022 01 February 2024
Rockpool Capital Limited 摩石資本有限公司 RE 4 27 May 2022 01 February 2024
Rockpool Capital Limited 摩石資本有限公司 RE 1 27 May 2022 01 February 2024
Innovest Securities Investment Limited 粵創證券投資有限公司 RE 1 12 December 2019 31 March 2022
Innovest Asset Management Limited 粵創資產管理有限公司 RE 9 12 December 2019 31 March 2022
Innovest Asset Management Limited 粵創資產管理有限公司 RE 4 12 December 2019 31 March 2022