SFC Licences of SUN Siwen 孫思文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kontiki Capital Management (HK) Limited 康禧資本管理有限公司 | RE | 9 | 11 December 2023 | |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 16 August 2018 | 25 October 2019 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 16 August 2018 | 25 October 2019 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 16 August 2018 | 25 October 2019 |