SFC Licences of KAO Jui Tang 高瑞堂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 28 March 2024 | |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 28 March 2024 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 27 July 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 27 July 2021 | |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 1 | 25 July 2018 | 23 October 2020 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 | RE | 4 | 25 July 2018 | 23 October 2020 |