SFC Licences of WU Yiwen 吳軼文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 25 January 2024 | |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 25 January 2024 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 16 January 2023 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 January 2023 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 August 2018 | 11 November 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 27 August 2018 | 11 November 2022 |