SFC Licences of NG Kwok To, Henry 吳國滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 9 | 03 October 2023 | |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 5 | 03 October 2023 | |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 4 | 03 October 2023 | |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 2 | 03 October 2023 | |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 03 October 2023 | |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 25 September 2019 | 25 July 2023 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 18 April 2019 | 25 July 2023 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 28 August 2018 | 24 January 2019 |