SFC Licences of CAO Ying 曹颖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 12 May 2021 | |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 12 May 2021 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 06 August 2018 | 23 April 2021 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 06 August 2018 | 23 April 2021 |