SFC Licences of JAIN Nikhil

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 28 December 2020 06 March 2024
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 28 December 2020 06 March 2024
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 16 August 2018 25 December 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 16 August 2018 25 December 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 16 August 2018 13 May 2020