SFC Licences of CAO Yutian 曹雨田

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 16 September 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 16 September 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 10 September 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 27 August 2018 02 July 2021