SFC Licences of WANG Lidong 王立東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 03 July 2020 | |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 03 July 2020 | |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 03 July 2020 | |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 03 July 2020 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 24 August 2018 | 29 April 2020 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 24 August 2018 | 29 April 2020 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 24 August 2018 | 01 April 2019 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 24 August 2018 | 01 April 2019 |