SFC Licences of ZHU Chen 朱忱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 03 July 2023 | 27 March 2024 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 03 July 2023 | 27 March 2024 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 03 July 2023 | 27 March 2024 |