SFC Licences of LU Shuyan 呂樹炎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 4 | 24 October 2019 | 31 December 2020 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 24 October 2019 | 31 December 2020 |
| Zeal Asset Management Limited 行健資產管理有限公司 | RE | 1 | 03 April 2019 | 19 October 2019 |
| Zeal Asset Management Limited 行健資產管理有限公司 | RE | 9 | 12 November 2018 | 19 October 2019 |
| Zeal Asset Management Limited 行健資產管理有限公司 | RE | 4 | 12 November 2018 | 19 October 2019 |