SFC Licences of GUO Zhijian 郭智健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 16 December 2022 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 16 December 2022 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 16 December 2022 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 16 December 2022 | |
| Macquarie Markets Trading Limited | RE | 1 | 22 February 2021 | 22 July 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 14 September 2018 | 22 July 2022 |