SFC Licences of LIU Zhengye 劉政燁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 04 March 2024
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 04 March 2024
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 04 March 2024
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 04 September 2018 20 September 2019
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 04 September 2018 20 September 2019
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 04 September 2018 20 September 2019
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 04 September 2018 20 September 2019