SFC Licences of LIU Zhengye 劉政燁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 04 March 2024 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 04 March 2024 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 04 March 2024 | |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 04 September 2018 | 20 September 2019 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 04 September 2018 | 20 September 2019 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 04 September 2018 | 20 September 2019 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 04 September 2018 | 20 September 2019 |