SFC Licences of LE Xuan Hai Au
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RE | 1 | 12 September 2018 | 22 April 2023 |
NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司 | RE | 3 | 12 September 2018 | 22 April 2023 |