SFC Licences of LI Jingyi 李靜怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 07 July 2021 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 July 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 14 April 2020 | 30 April 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 April 2020 | 30 April 2021 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 15 February 2019 | 31 March 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 06 September 2018 | 31 March 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 06 September 2018 | 31 March 2020 |