SFC Licences of XU Xiuqi 徐綉琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 1 30 August 2023
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 08 November 2022
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 08 November 2022
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 RE 9 04 June 2020 14 October 2022
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 RE 4 04 June 2020 14 October 2022
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 13 September 2018 27 April 2020