SFC Licences of XU Xiuqi 徐綉琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 30 August 2023 | |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 08 November 2022 | |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 08 November 2022 | |
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 | RE | 9 | 04 June 2020 | 14 October 2022 |
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 | RE | 4 | 04 June 2020 | 14 October 2022 |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 13 September 2018 | 27 April 2020 |