SFC Licences of LAI Yi-Ting 賴怡婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 08 October 2018 | 17 November 2021 |
| UBS Securities Hong Kong Limited | RE | 2 | 08 October 2018 | 17 November 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 08 October 2018 | 17 November 2021 |
| UBS Securities Asia Limited | RE | 2 | 08 October 2018 | 17 November 2021 |
| UBS Securities Asia Limited | RE | 1 | 08 October 2018 | 17 November 2021 |