SFC Licences of LU Na 盧娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 27 July 2021 | |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 27 July 2021 | |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RE | 9 | 21 August 2019 | 11 June 2021 |
| CNCBI Asset Management Limited 信銀國際資產管理有限公司 | RE | 4 | 21 August 2019 | 11 June 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 28 September 2018 | 15 April 2019 |