SFC Licences of TAM Ka Yan 譚嘉欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 4 | 08 March 2023 | |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 1 | 08 March 2023 | |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 06 November 2018 | 05 May 2020 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 06 November 2018 | 05 May 2020 |