SFC Licences of ZHU Jinghong 朱婧红
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 17 March 2023 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 17 March 2023 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 17 March 2023 | |
DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RE | 9 | 16 January 2019 | 03 March 2022 |
DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RE | 4 | 16 January 2019 | 03 March 2022 |
BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 9 | 15 November 2018 | 03 January 2019 |
BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 4 | 15 November 2018 | 03 January 2019 |
BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 1 | 15 November 2018 | 03 January 2019 |