SFC Licences of CHUA Kam Yi 蔡錦怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 11 January 2021 | |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 11 January 2021 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 October 2020 | |
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 10 June 2020 | 23 August 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 08 April 2019 | 23 August 2020 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 09 October 2018 | 23 August 2020 |