SFC Licences of WANG Kaixu 王凱旭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司
RE 4 26 October 2021
Haitong International Capital Limited 海通國際資本有限公司
RE 6 31 August 2021
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 31 August 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 02 June 2021 13 August 2021
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司
RE 1, 6 24 April 2020 07 May 2021
Mason Securities Limited 茂宸證券有限公司
RE 1 16 October 2018 20 February 2020
Mason Global Capital Limited 茂宸環球資本有限公司
RE 6 16 October 2018 20 February 2020