SFC Licences of WANG Kaixu 王凱旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 26 October 2021 | |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 31 August 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 31 August 2021 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 02 June 2021 | 13 August 2021 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 02 June 2021 | 13 August 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 24 April 2020 | 07 May 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 24 April 2020 | 07 May 2021 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 16 October 2018 | 20 February 2020 |
| Mason Global Capital Limited 茂宸環球資本有限公司 | RE | 6 | 16 October 2018 | 20 February 2020 |