SFC Licences of KAHLING Andrew James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 | RO | 2 | 25 November 2019 | 20 December 2022 |
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 | RO | 1 | 25 November 2019 | 20 December 2022 |
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 | RE | 2 | 16 July 2019 | 25 November 2019 |
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 | RE | 1 | 16 July 2019 | 25 November 2019 |