SFC Licences of TANG Aaron Jian Ye 湯建燁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alpha Sherpa Capital Management Limited | RE | 9 | 26 February 2024 | 12 July 2024 |
| Merrill Lynch Far East Limited | RE | 2 | 04 May 2020 | 03 December 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 14 April 2020 | 03 December 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 April 2020 | 03 December 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 October 2018 | 04 March 2020 |