SFC Licences of KONG Pil Sung Philip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 2 | 14 August 2023 | |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 4 | 16 September 2020 | |
| NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 1 | 16 September 2020 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 4 | 18 March 2019 | 22 July 2020 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 2 | 18 March 2019 | 22 July 2020 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 01 November 2018 | 22 July 2020 |